At Whitechapel Securities, we uphold the highest standards of integrity, compliance, and corporate governance. As part of our commitment to transparency, we ensure that all stakeholders have clear visibility into our regulatory status and licensing framework.
Whitechapel Securities is an Australian Financial Services Licensee duly registered under the laws of Australia. The company is fully authorised and supervised by the Australian Securities and Investments Commission (ASIC) to provide financial services in accordance with the Corporations Act 2001 (Cth).
Whitechapel Securities is authorised and regulated by the Australian Securities and Investments Commission (ASIC), the regulatory authority responsible for financial services and markets in Australia. Our licence permits us to provide a wide range of financial services, ensuring that we operate under strict regulatory supervision aligned with Australian financial services laws and regulations and ASIC’s comprehensive regulatory framework.
Whitechapel Securities may use the personal information we gather to communicate with you about our products and services. Be assured, we do not sell your personal information to third parties or mass marketers. For example, your name or email address will never be sold to another company. When third parties process data for us, we ensure through a data processing agreement that they maintain our standards of data protection.
Our employees are trained to secure physical copies of personal information in locked filing cabinets, drawers, or safes. They are aware of their responsibilities in handling data. All confidential information is stored securely, accessible only to authorized personnel. Screen locks are required on all PCs, laptops, and other devices when unattended. Confidential files or written information must not be left accessible to unauthorized individuals. Digital data is coded, encrypted, or password-protected on local and network drives, which are regularly backed up. If removable storage media is used, it must be kept in a secure location. Employees must use their assigned passwords to access the computer system and are prohibited from sharing them. Personal data related to clients should not be stored or transported on laptops, USB sticks, or similar devices unless explicitly authorized.
Non-compliance with our data security protocols will result in disciplinary action, with consequences ranging from dismissal with or without notice, depending on the severity of the breach.
If you have any questions regarding this privacy policy, our practices, or your interactions with this site, please contact us at privacy@wcsec.com.
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